Marlowe regressed 2 points
Backup testing slipped below the target band. Review Marlowe's demo-pending status before the next board packet.
Review Marlowe →Acme Wealth Partners · Association · 12 member firms
Portfolio roll-up
A whole-book read for association oversight: earned Level distribution, median movement, common gaps, report activity, and the firms to review first.
Total firms
12
8 active this month
Level 2+
8
Earned or validated
In target band
8
B or better
Below target
2
No earned Level yet
No assessment
1
Invited or not started
Reports this quarter
13
3 pending
Earned Level distribution
Use this as a register filter. Portfolio KPIs, median trend, and common gaps remain whole-book.
Earned Levels
12 firms
Whole-book earned Level distribution
Portfolio median score
↑ +8 pts vs. May 2025
Median score trend from 76 percent to 84 percent
Movers this quarter
- Cliffside Advisory+7
84% → 91%
- Smith Wealth Advisors+6
78% → 84%
- Stonebridge Capital+5
82% → 87%
- Marlowe Financial−2
66% → 64%
Common gaps across the book
Out of 11 rated firms. Lakeside is excluded until its first assessment.
Backup & Recovery
Smith, Marlowe, Cedar
5/11
Device Security
Cedar, Riverbend, Fairway
5/11
Oversight
Summit, Harbor, Greenfield
5/11
Access Control
Fairway, Riverbend
4/11
Physical Safeguards
Greenfield, Cedar
4/11
Continuous Monitoring
Riverbend, Marlowe
4/11
Vendor Management
Harbor, Northstar
3/11
Incident Response
Stonebridge, Cedar
3/11
Smith is on track for Level 3
Six points gained this quarter. The remaining work is concentrated in backup evidence and vendor review.
View Smith →Three gaps repeat across the book
Backup, device security, and oversight appear in five firms each. Treat them as shared education topics.
See common gaps →Firms to review
Default order surfaces no-assessment firms, firms without an earned Level, then earned-Level firms. The donut changes this register only.
12 firms matched
| Firm | Requests | View | |||||
|---|---|---|---|---|---|---|---|
| Lakeside AdvisoryGabe Moran · Buffalo, NY | No assessment | No Level | Awaiting data | Invite accepted | Assessment not started | 0 | View statusReport demo pending |
| Riverbend RIAAvery Quinn · Troy, NY | D62% | No Level | · | No update this month | Continuous monitoring | 5 | View statusReport demo pending |
| Marlowe FinancialIris Marlowe · White Plains, NY | D64% | No Level | −2 | Overdue review | Backup testing | 5 | View statusReport demo pending |
| Cedar Bridge FinancialMina Patel · Rochester, NY | C73% | 1 | −3 | Needs follow-up | Device security | 4 | View statusReport demo pending |
| Harbor Oak PlanningDana Keene · Albany, NY | B-80% | +1 | Report pending | Vendor review | 1 | View statusReport demo pending | |
| Fairway PlanningReese Holt · Queens, NY | B-82% | −1 | Updated May 9 | Access control | 2 | View statusReport demo pending | |
| Smith Wealth AdvisorsJordan Smith · New York, NY | B84% | +6 | Updated today | Backup testing | 3 | ||
| Stonebridge CapitalTheo Barnes · Ithaca, NY | B+87% | +5 | Updated May 15 | Incident tracking | 1 | View statusReport demo pending | |
| Greenfield AdvisorsSamira Cole · Garden City, NY | A-90% | +3 | Updated May 11 | Physical safeguards | 0 | View statusReport demo pending | |
| Cliffside AdvisoryNoor Ellis · Syracuse, NY | A-91% | +7 | Validated May 15 | Policy review | 0 | View statusReport demo pending | |
| Summit Wealth GroupNolan Price · Brooklyn, NY | A-92% | · | Updated May 10 | Oversight cadence | 0 | View statusReport demo pending | |
| Northstar CapitalLeah Chen · New York, NY | A94% | +1 | Validated May 12 | Vendor review | 0 | View statusReport demo pending |